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Detailed Report
BERKELEY GEORGE HARRISON
BERK HARRISON, BERKELEY G HARRISON
CRD#: 3101371
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Investment Adviser
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Previous Broker
STERLING FINANCIAL GROUP, INC.CRD#: 300327 201 S. LAKE AVENUE
SUITE 500
PASADENA, CA 91101
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2014 - 2019 (4 years)IASTERLING FINANCIAL GROUP, INC. (CRD# 300327)2021 - Present (4 years)BLPL FINANCIAL LLC (CRD# 6413)2020 - 2022 (2 years)BCITI PRIVATE ADVISORY, LLC (CRD# 153777)2017 - 2019 (2 years)BCALIFORNIA COMMERCE BANC SECUR... (CRD# 111356)2001 - 2002 (<1 year)BSTERN FISHER EDWARDS INC (CRD# 7548)2000 - 2002 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 1999 (<1 year)
License(s)

State Registrations

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California 4/9/2021
Current Registration(s)
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STERLING FINANCIAL GROUP, INC. (CRD#:300327)
201 S. LAKE AVENUE SUITE 500, PASADENA, CA 91101
Registered with this firm since 4/9/2021
Previous Registration(s)
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 03/19/2020 - 12/12/2022 LPL FINANCIAL LLC (CRD#:6413) PASADENA, CA
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 10/13/2014 - 05/07/2019 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LOS ANGELES, CA
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 03/31/2017 - 05/07/2019 CITI PRIVATE ADVISORY, LLC (CRD#:153777) Los Angeles, CA
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 10/02/2014 - 05/07/2019 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LOS ANGELES, CA
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 12/21/2001 - 09/13/2002 CALIFORNIA COMMERCE BANC SECURITIES, INC. (CRD#:111356) LOS ANGELES, CA
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 04/20/2000 - 01/17/2002 STERN FISHER EDWARDS INC (CRD#:7548) LOS ANGELES, CA
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 10/15/1998 - 01/26/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.