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JOANNA DAWN MCCOMSEY
JOANNA DAWN HAMPTON, JOANNA D SHOTT, JOANNA DAWN SHOTT
CRD#: 3101022
IA
Investment Adviser
B
Broker
CENTAURUS FINANCIAL, INC.CRD#: 30833 WESTLAKE VILLAGE, CA
PACIFIC POINT SECURITIES, LLCCRD#: 150272 2300 E. KATELLA, SUITE 275
ANAHEIM, CA 92806-6047
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2004 (4 years)2 FIRMS2004 - 2014 (9 years)2 FIRMS2014 - 2017 (2 years)2 FIRMS2017 - Present (8 years)BPACIFIC POINT SECURITIES, LLC (CRD# 150272)2020 - Present (4 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1998 - 1999 (<1 year)IAAMERICAN FINANCIAL NETWORK ADV... (CRD# 160322)2013 - 2014 (1 year)
License(s)

State Registrations

B
California 2/20/2017

B
Florida 12/4/2020

IA
California 2/21/2017

B
Texas 6/28/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CENTAURUS FINANCIAL, INC. (CRD#:30833)
WESTLAKE VILLAGE, CA
2300 E. KATELLA AVENUE SUITE #200, ANAHEIM, CA 92806
Registered with this firm since 2/21/2017

B
PACIFIC POINT SECURITIES, LLC (CRD#:150272)
2300 E. KATELLA, SUITE 275, ANAHEIM, CA 92806-6047
Registered with this firm since 11/5/2020

B
CENTAURUS FINANCIAL, INC. (CRD#:30833)
WESTLAKE VILLAGE, CA
2300 E. KATELLA AVENUE SUITE #200, ANAHEIM, CA 92806
Registered with this firm since 2/20/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/03/2014 - 02/17/2017 FINANCIAL WEST GROUP (CRD#:16668) WESTLAKE VILLAGE, CA
B
06/02/2014 - 02/17/2017 FINANCIAL WEST GROUP (CRD#:16668)
FINRA expelled the firm on 02/13/2020
WESTLAKE VILLAGE, CA
IA
10/25/2004 - 06/05/2014 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) CALABASAS, CA
B
10/23/2004 - 06/05/2014 SECURITIES AMERICA, INC. (CRD#:10205) CALABASAS, CA
IA
04/23/2013 - 05/30/2014 AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC (CRD#:160322) CALABASAS, CA
IA
12/20/1999 - 10/22/2004 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) WESTLAKE VILLAGE, CA
B
11/19/1999 - 10/22/2004 NATIONAL PLANNING CORPORATION (CRD#:29604) LOS ANGELES, CA
B
12/04/1998 - 06/30/1999 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
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B
Broker
IA
Investment Adviser
Disclosures
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