Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
LEWIS WADE BLALOCK
L WADE BLALOCK, WADE BLALOCK
CRD#: 3100794
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 400 PARK AVE S
WINTER PARK, FL 32789
WINTER PARK, FL 32789
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 400 S PARK AVE
STE 200
WINTER PARK, FL 32789
STE 200
WINTER PARK, FL 32789
View By:
2/2/2007
Customer Dispute
Denied
9/30/1997
Criminal
Final Disposition
State Registrations
B
Alabama 4/23/2024
B
New Hampshire 7/7/2021
B
Arizona 5/21/2021
B
New Jersey 6/24/2014
B
Arkansas 5/10/2024
B
New York 3/31/2015
B
California 6/18/2014
B
North Carolina 6/24/2014
B
Colorado 9/6/2017
B
Ohio 9/8/2017
B
Connecticut 10/2/2015
B
Oregon 11/7/2024
B
Florida 6/23/2014
B
Pennsylvania 6/23/2014
IA
Florida 9/1/2016
B
South Carolina 7/2/2014
B
Georgia 6/17/2014
B
Tennessee 6/25/2014
B
Illinois 6/20/2014
B
Texas 6/30/2014
B
Kentucky 4/14/2020
IA
Texas 3/13/2017
B
Louisiana 12/13/2022
B
Virginia 3/12/2018
B
Maryland 6/25/2014
B
Washington 10/25/2019
B
Massachusetts 4/15/2015
B
West Virginia 11/8/2024
B
Michigan 11/7/2024
B
Wyoming 11/5/2024
B
Mississippi 5/12/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 9/1/2016
B
Registered with this firm since 6/13/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/23/2014 - 12/31/2016 | ORLANDO, FL | |
IA | 06/08/2010 - 06/17/2014 | LONGWOOD, FL | |
B | 04/01/2010 - 06/17/2014 | LONGWOOD, FL | |
IA | 10/23/2009 - 04/05/2010 | ORLANDO, FL | |
B | 10/23/2009 - 04/05/2010 | ORLANDO, FL | |
IA | 11/14/2005 - 10/23/2009 | ORLANDO, FL | |
B | 11/11/2005 - 10/23/2009 | ORLANDO, FL | |
IA | 09/23/2003 - 11/15/2005 | HOLLYWOOD, FL | |
B | 08/24/1998 - 11/15/2005 | HOLLYWOOD, FL |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.