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JERALD LLOYD SAMP
JERRY SAMP
CRD#: 3100405
IA
B
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 4910 CORPORATE CENTRE DRIVE
SUITE 104
LAWRENCE, KS 66047
SUITE 104
LAWRENCE, KS 66047
0
Disclosures
26
Years of Experience
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State Registrations
B
Arkansas 9/11/2009
B
Nevada 5/27/2021
B
California 3/21/2013
B
New Mexico 6/14/2017
B
Colorado 9/11/2009
B
North Carolina 3/21/2013
B
Florida 9/11/2009
B
North Dakota 2/1/2024
B
Georgia 8/6/2024
B
Ohio 6/11/2010
B
Indiana 11/23/2021
B
Oklahoma 6/13/2017
B
Iowa 3/25/2022
B
South Carolina 2/20/2024
B
Kansas 9/11/2009
B
Tennessee 11/8/2022
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Kansas 9/11/2009
B
Texas 9/11/2009
B
Minnesota 5/23/2017
IA
Texas 9/11/2009
B
Missouri 9/11/2009
B
Virginia 2/7/2020
B
Nebraska 4/18/2022
B
Washington 7/26/2021
SRO Registrations
B
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Registered with this firm since 9/11/2009
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Registered with this firm since 9/11/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/09/2007 - 09/11/2009 | LAWRENCE, KS | |
B | 11/09/2007 - 09/11/2009 | LAWRENCE, KS | |
IA | 02/29/2000 - 11/14/2007 | LAWRENCE, KS | |
B | 09/11/1998 - 11/14/2007 | LAWRENCE, KS |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.