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DONALD R LAURENCE JR
DONALD RAY LAURENCE JR, DONNIE RAY LAURENCE JR
CRD#: 3100139
IA
Investment Adviser
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Previous Broker
STONE OAK WEALTH MANAGEMENT, LLCCRD#: 288217 19026 RIDGEWOOD PARKWAY
SUITE 134
SAN ANTONIO, TX 78259
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2003 (3 years)2 FIRMS2003 - 2007 (3 years)2 FIRMS2007 - 2018 (11 years)2 FIRMS2018 - 2019 (1 year)IASTONE OAK WEALTH MANAGEMENT, LLC (CRD# 288217)2019 - Present (5 years)BSWS FINANCIAL SERVICES (CRD# 17587)2000 - 2000 (<1 year)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)1998 - 1999 (1 year)
Disclosure(s)
View By:
1/11/2023
Customer Dispute
Closed-No Action
8/21/2019
Employment Separation After Allegations
License(s)

State Registrations

IA
Texas 8/30/2019

Current Registration(s)
IA
STONE OAK WEALTH MANAGEMENT, LLC (CRD#:288217)
19026 RIDGEWOOD PARKWAY SUITE 134, SAN ANTONIO, TX 78259
Registered with this firm since 8/30/2019

Previous Registration(s)
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IA
03/26/2018 - 09/04/2019 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) BOERNE, TX
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03/26/2018 - 09/04/2019 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) BOERNE, TX
IA
02/02/2007 - 04/03/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN ANTONIO, TX
B
02/02/2007 - 04/03/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN ANTONIO, TX
IA
08/29/2003 - 02/06/2007 SOUTHWEST SECURITIES, INC. (CRD#:6220) SAN ANTONIO, TX
B
08/29/2003 - 02/06/2007 SOUTHWEST SECURITIES, INC. (CRD#:6220) SAN ANTONIO, TX
IA
07/11/2000 - 09/15/2003 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN ANTONIO, TX
B
07/11/2000 - 09/15/2003 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
01/04/2000 - 07/31/2000 SWS FINANCIAL SERVICES (CRD#:17587) DALLAS, TX
B
10/15/1998 - 12/31/1999 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.