Individual Firm
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KENNETH WRIGHT ALLEN JR
BUDDY ALLEN, KENNETH WRIGHT ALLEN
CRD#: 3099217
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 401 MARKET STREET
SUITE 1400
SHREVEPORT, LA 71101
SUITE 1400
SHREVEPORT, LA 71101
0
Disclosures
26
Years of Experience
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State Registrations
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Arizona 3/26/2015
B
New Jersey 8/18/2022
B
Arkansas 2/13/2013
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New Mexico 4/5/2013
B
California 2/13/2013
B
New York 12/5/2022
B
Colorado 2/13/2013
B
North Carolina 7/20/2021
B
Delaware 11/29/2022
B
Oklahoma 7/9/2024
B
Florida 2/13/2013
B
Oregon 4/20/2021
B
Georgia 2/4/2019
B
Pennsylvania 12/7/2022
B
Indiana 12/20/2024
B
South Carolina 2/13/2013
B
Kentucky 8/29/2014
B
Tennessee 11/22/2024
B
Louisiana 2/13/2013
B
Texas 2/13/2013
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Louisiana 2/13/2013
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Texas 4/23/2013
B
Michigan 4/5/2013
B
Utah 2/8/2023
B
Mississippi 2/13/2013
B
Virginia 2/13/2013
B
Missouri 1/19/2017
SRO Registrations
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Registered with this firm since 2/13/2013
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Registered with this firm since 2/13/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/13/2007 - 02/13/2013 | SHREVEPORT, LA | |
B | 02/13/2007 - 02/13/2013 | SHREVEPORT, LA | |
IA | 02/07/2005 - 02/13/2007 | SHREVEPORT, LA | |
B | 01/21/2005 - 02/13/2007 | BASTROP, LA | |
B | 03/09/2004 - 01/03/2005 | JACKSON, MS | |
IA | 02/18/1999 - 03/05/2004 | SHREVEPORT, LA | |
B | 08/11/1998 - 03/05/2004 | NEW YORK, NY | |
B | 08/11/1998 - 01/05/2000 | NEW YORK, NY |
SHREVEPORT, LA
02/07/2005 - 02/13/2007
NEW YORK, NY
08/11/1998 - 01/05/2000
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.