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ANDREW HARRIS JACOBSON
CRD#: 3099056
IA
Investment Adviser
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Previous Broker
STEELPEAK WEALTH, LLCCRD#: 165168 21650 OXNARD STREET
SUITE 2300
WOODLAND HILLS, CA 91367
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 2005 (6 years)2 FIRMS2005 - 2008 (3 years)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2013 (4 years)2 FIRMS2013 - 2017 (3 years)IASTEELPEAK WEALTH, LLC (CRD# 165168)2017 - Present (7 years)
Disclosure(s)
View By:
4/4/2008
Customer Dispute
Settled
License(s)

State Registrations

IA
California 8/31/2017

Current Registration(s)
IA
STEELPEAK WEALTH, LLC (CRD#:165168)
21650 OXNARD STREET SUITE 2300, WOODLAND HILLS, CA 91367
Registered with this firm since 8/31/2017

Previous Registration(s)
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IA
11/21/2013 - 09/22/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WOODLAND HILLS, CA
B
11/21/2013 - 09/22/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WOODLAND HILLS, CA
IA
06/01/2009 - 12/02/2013 MORGAN STANLEY (CRD#:149777) SHERMAN OAKS, CA
B
06/01/2009 - 12/02/2013 MORGAN STANLEY (CRD#:149777) SHERMAN OAKS, CA
IA
03/20/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SHERMAN OAKS, CA
B
03/20/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SHERMAN OAKS, CA
IA
01/28/2005 - 04/18/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) ENCINO, CA
B
01/28/2005 - 04/18/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) ENCINO, CA
IA
12/22/1998 - 02/01/2005 MORGAN STANLEY (CRD#:7556) VALENCIA, CA
B
08/28/1998 - 02/01/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.