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ADAM DAVID SPIEGELMAN
CRD#: 3098702
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Investment Adviser
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Previous Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 1212 Broadway Plaza Ste. # 2100
Walnut Creek, CA 94596
Registration History
199820002002200420062008201020122014201620182020202220242026IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2018 - Present (7 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2018 - 2020 (2 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2004 - 2018 (14 years)BFRANKLIN/TEMPLETON DISTRIBUTOR... (CRD# 332)1998 - 2001 (3 years)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2006 - 2018 (11 years)
License(s)

State Registrations

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California 2/21/2018

Current Registration(s)
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COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
1212 Broadway Plaza Ste. # 2100, Walnut Creek, CA 94596
Registered with this firm since 2/21/2018

Previous Registration(s)
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02/21/2018 - 05/01/2020 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) Lafayette, CA
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05/08/2006 - 03/20/2018 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) SAN FRANCISCO, CA
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02/11/2004 - 03/20/2018 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) SAN FRANCISCO, CA
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11/11/1998 - 11/01/2001 FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (CRD#:332) SAN MATEO, CA
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Broker
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Investment Adviser
Disclosures
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