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Detailed Report
DOMINIC BAHIGE NAJEM
DOMINIC B NAJEM
CRD#: 3098562
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 159 Crocker Park Boulevard
Suite 460
Westlake, OH 44145
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2022 (24 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - 2022 (23 years)
Disclosure(s)
View By:
8/25/2003
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 10/28/2022
B
Ohio 10/28/2022
B
California 10/28/2022
IA
Ohio 11/2/2022
B
Delaware 11/10/2022
B
Pennsylvania 10/28/2022
B
Florida 10/28/2022
B
Tennessee 10/28/2022
B
Illinois 11/9/2022
B
Texas 10/28/2022
B
New York 10/28/2022
IA
Texas 10/28/2022
B
North Carolina 10/28/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
159 Crocker Park Boulevard Suite 460, Westlake, OH 44145
Registered with this firm since 10/28/2022
B
MORGAN STANLEY (CRD#:149777)
159 Crocker Park Boulevard Suite 460, Westlake, OH 44145
Registered with this firm since 10/28/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/09/1999 - 11/01/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTLAKE, OH
B
 09/10/1998 - 11/01/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTLAKE, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.