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JOHN ROLAND ROUSSELL
CRD#: 3098452
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 114 W 10th Street
Anniston,, AL 36201
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2008 (<1 year)2 FIRMS2008 - 2013 (4 years)2 FIRMS2013 - Present (12 years)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2001 - 2008 (7 years)BREGIONS INVESTMENT COMPANY, INC. (CRD# 17618)1999 - 2001 (2 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1998 - 1999 (<1 year)BAURA FINANCIAL SERVICES, INC. (CRD# 42822)1998 - 1998 (<1 year)IAMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2004 - 2008 (3 years)
Disclosure(s)
View By:
11/5/2010
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 2/13/2013

B
New Jersey 9/10/2024

IA
Alabama 2/13/2013

B
New York 9/12/2024

B
California 9/14/2022

B
North Carolina 1/21/2015

B
Colorado 4/3/2013

B
Ohio 7/6/2020

B
Florida 1/16/2015

B
Oklahoma 8/26/2020

B
Georgia 2/13/2013

B
Pennsylvania 1/15/2015

B
Illinois 6/14/2016

B
South Carolina 4/3/2013

B
Indiana 10/23/2020

B
Tennessee 2/13/2013

B
Michigan 2/11/2021

B
Texas 2/13/2013

B
Mississippi 6/13/2014

IA
Texas 12/11/2019

B
Missouri 2/13/2013

B
Virginia 4/9/2015

B
Nebraska 2/13/2013

B
Washington 5/7/2018

B
Nevada 5/22/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
114 W 10th Street, Anniston,, AL 36201
120 North Street E, Talladega, AL 35160
Registered with this firm since 2/13/2013

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
114 W 10th Street, Anniston,, AL 36201
120 North Street E, Talladega, AL 35160
Registered with this firm since 2/13/2013

Previous Registration(s)
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IA
08/15/2008 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) OXFORD, AL
B
08/15/2008 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) OXFORD, AL
IA
04/04/2008 - 08/21/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) BIRMINGHAM, AL
B
04/04/2008 - 08/21/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) BIRMINGHAM, AL
IA
12/17/2004 - 04/04/2008 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) ANNISTON, AL
B
04/12/2001 - 04/04/2008 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) ANNISTON, AL
B
03/25/1999 - 04/12/2001 REGIONS INVESTMENT COMPANY, INC. (CRD#:17618) BIRMINGHAM, AL
B
09/22/1998 - 03/25/1999 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
11/20/1998 - 11/30/1998 AURA FINANCIAL SERVICES, INC. (CRD#:42822) BIRMINGHAM, AL
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.