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JOHN MARC LORD
CRD#: 3098231
IA
Investment Adviser
B
Broker
INDEPENDENT FINANCIAL GROUP, LLCCRD#: 7717 3636 CAMINO DEL RIO NORTH
STE. 170
SAN DIEGO, CA 92108
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2013 - Present (11 years)BHORNOR, TOWNSEND & KENT, INC. (CRD# 4031)2001 - 2013 (12 years)BH.D. VEST INVESTMENT SECURITIE... (CRD# 13686)1999 - 2001 (1 year)IAHORNOR, TOWNSEND & KENT, INC. (CRD# 4031)2004 - 2013 (9 years)IAWEALTH ANALYTICS, INC. (CRD# 127241)2003 - 2004 (<1 year)
License(s)

State Registrations

B
Arizona 5/15/2013

B
Michigan 5/15/2013

B
California 5/15/2013

B
Nevada 8/1/2014

IA
California 5/16/2013

B
New Jersey 5/1/2023

B
Colorado 5/15/2013

B
Ohio 1/3/2023

B
Florida 12/17/2014

B
Tennessee 8/3/2021

B
Georgia 12/16/2013

B
Virginia 8/21/2024

B
Idaho 2/6/2017

B
Wisconsin 10/29/2020

B
Kansas 2/26/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
3636 CAMINO DEL RIO NORTH STE. 170, SAN DIEGO, CA 92108
Registered with this firm since 5/16/2013

B
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
3636 CAMINO DEL RIO NORTH STE. 170, SAN DIEGO, CA 92108
Registered with this firm since 5/15/2013

Previous Registration(s)
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IA
03/22/2004 - 05/21/2013 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) SAN DIEGO, CA
B
01/30/2001 - 05/21/2013 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) SAN DIEGO, CA
IA
09/15/2003 - 08/12/2004 WEALTH ANALYTICS, INC. (CRD#:127241) SAN DIEGO, CA
B
06/17/1999 - 02/06/2001 H.D. VEST INVESTMENT SECURITIES, INC. (CRD#:13686) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.