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DENNIS PATRICK LAVIN
CRD#: 3097115
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 520 BEDFORD ROAD
PLEASANTVILLE, NY 10570
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 520 BEDFORD ROAD
PLEASANTVILLE, NY 10570
Registration History
20002002200420062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2021 - Present (3 years)BCETERA FINANCIAL SPECIALISTS LLC (CRD# 10358)2005 - Present (19 years)BC. J. M. PLANNING CORP. (CRD# 5698)1999 - 2005 (6 years)
License(s)

State Registrations

B
Florida 12/21/2007

B
New York 10/24/2005

B
New Jersey 10/24/2005

IA
New York 4/12/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
520 BEDFORD ROAD, PLEASANTVILLE, NY 10570
Registered with this firm since 4/12/2021

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
520 BEDFORD ROAD, PLEASANTVILLE, NY 10570
Registered with this firm since 10/24/2005

Previous Registration(s)
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B
08/26/1999 - 10/24/2005 C. J. M. PLANNING CORP. (CRD#:5698) POMPTON LAKES, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.