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ALAN HALL STEPHENSON
ALAN STEPHENSON
CRD#: 3097099
IA
B
BENEDICT FINANCIAL PLANNINGCRD#: 117422 216 Bell Ln
West Monroe, LA 71291
West Monroe, LA 71291
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERCRD#: 20804 216 BELL LN
STE B
WEST MONROE, LA 71291
STE B
WEST MONROE, LA 71291
0
Disclosures
26
Years of Experience
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State Registrations
B
Alabama 2/2/2024
B
Mississippi 3/31/2003
B
Arkansas 1/6/2005
B
Missouri 1/21/2020
B
Florida 6/11/2021
B
North Carolina 11/6/2019
B
Kansas 1/4/2018
B
Ohio 2/2/2024
B
Louisiana 9/23/2002
B
Texas 2/16/2012
IA
Louisiana 12/15/2020
SRO Registrations
B
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IA
Registered with this firm since 12/15/2020
B
Registered with this firm since 9/23/2002
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/21/2006 - 11/17/2022 | SCOTTSDALE, AZ | |
B | 02/05/2001 - 10/10/2002 | SPRINGFIELD, MA | |
B | 02/05/2001 - 10/10/2002 | NEW YORK, NY | |
B | 10/12/1998 - 02/22/2001 | NEWARK, NJ | |
B | 07/29/1998 - 09/28/1998 | NEW YORK, NY | |
B | 07/29/1998 - 09/28/1998 | NEW YORK, NY |
SCOTTSDALE, AZ
11/21/2006 - 11/17/2022
NEW YORK, NY
07/29/1998 - 09/28/1998
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.