Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Dianna Lynn Richardson
DIANNA LYNN LEMKE, DIANNA LYNN PRICE, DIANNA PRICE
CRD#: 3096648
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 155 EAST CAPITOL DR SUITE 2
HARTLAND, WI 53029
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2002 - Present (23 years)BH&R BLOCK FINANCIAL ADVISORS, INC. (CRD# 5979)1999 - 2001 (2 years)
License(s)

State Registrations

B
Arizona 10/21/2003
B
Nebraska 4/23/2012
B
California 8/29/2012
B
Nevada 11/23/2011
B
Colorado 7/19/2011
B
North Carolina 7/19/2011
B
Connecticut 8/8/2017
B
Oregon 11/28/2016
B
Florida 1/17/2003
B
South Carolina 4/30/2008
B
Georgia 1/11/2013
B
Tennessee 1/10/2022
B
Idaho 9/18/2012
B
Texas 5/9/2017
B
Illinois 3/26/2002
IA
Texas 1/9/2019
B
Kansas 7/27/2023
B
Utah 2/13/2024
B
Michigan 1/28/2008
B
Virginia 7/29/2011
B
Minnesota 7/19/2011
B
Wisconsin 1/24/2002
B
Missouri 10/18/2017
IA
Wisconsin 1/24/2002
B
Montana 5/20/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
155 EAST CAPITOL DR SUITE 2, HARTLAND, WI 53029
Registered with this firm since 1/24/2002
B
EDWARD JONES (CRD#:250)
155 EAST CAPITOL DR SUITE 2, HARTLAND, WI 53029
Registered with this firm since 1/24/2002
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 09/01/1999 - 10/18/2001 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) DETROIT, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.