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Detailed Report
PETER CHILI SHIEH
PETER C SHIEH
CRD#: 3096413
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1901 Main Street
Suite 700
Irvine, CA 92614
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 2004 (5 years)2 FIRMS2006 - 2006 (<1 year)2 FIRMS2004 - 2007 (3 years)2 FIRMS2007 - 2023 (15 years)2 FIRMS2023 - Present (2 years)
License(s)

State Registrations

B
Arizona 2/17/2023
B
Missouri 2/17/2023
B
California 2/17/2023
B
Nebraska 3/19/2025
IA
California 2/21/2023
B
Nevada 2/17/2023
B
Colorado 2/17/2023
B
New Hampshire 2/17/2023
B
Connecticut 2/17/2023
B
New Jersey 2/17/2023
B
Delaware 2/17/2023
B
New Mexico 6/11/2024
B
District of Columbia 2/17/2023
B
New York 2/17/2023
B
Florida 2/17/2023
B
North Carolina 2/17/2023
B
Georgia 2/17/2023
B
Ohio 2/17/2023
B
Hawaii 6/11/2024
B
Oklahoma 3/12/2025
B
Idaho 6/11/2024
B
Oregon 2/17/2023
B
Illinois 2/17/2023
B
Pennsylvania 6/11/2024
B
Indiana 6/11/2024
B
South Carolina 2/17/2023
B
Iowa 11/14/2024
B
South Dakota 7/10/2024
B
Kentucky 2/17/2023
B
Tennessee 6/11/2024
B
Maine 2/17/2023
B
Texas 2/17/2023
B
Maryland 3/2/2023
IA
Texas 2/17/2023
B
Massachusetts 2/17/2023
B
Washington 2/17/2023
B
Minnesota 6/11/2024
B
West Virginia 2/17/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1901 Main Street Suite 700, Irvine, CA 92614
Ten Pointe Drive Suite 400, Brea, CA 92821
Registered with this firm since 2/17/2023
B
MORGAN STANLEY (CRD#:149777)
1901 Main Street Suite 700, Irvine, CA 92614
Ten Pointe Drive Suite 400, Brea, CA 92821
Registered with this firm since 2/17/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/29/2007 - 02/22/2023 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ROWLAND HEIGHTS, CA
B
 06/22/2007 - 02/22/2023 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ROWLAND HEIGHTS, CA
B
 01/30/2004 - 08/31/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) ROWLAND HEIGHTS, CA
IA
 01/30/2004 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) ROWLAND HEIGHTS, CA
IA
 07/10/2006 - 08/09/2006 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) WALNUT, CA
B
 07/10/2006 - 08/09/2006 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) WALNUT, CA
IA
 11/19/1998 - 01/26/2004 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) SAN MATEO, CA
B
 09/11/1998 - 01/26/2004 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.