Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JEFFREY STEPHEN CASTO
JEFFREY STEPHEN CASTRO
CRD#: 3096148
IA
Investment Adviser
B
Broker
RETIREMENT PLAN ADVISORS, LLCCRD#: 122758 9850 W 190TH ST
UNIT B3
MOKENA, IL 60448
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 2328 E Lincoln Highway #150
New Lenox, IL 60451
Registration History
199820002002200420062008201020122014201620182020202220242026IARETIREMENT PLAN ADVISORS, LLC (CRD# 122758)2003 - Present (22 years)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)2000 - Present (24 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)1999 - 2000 (<1 year)BTHE DREYFUS SERVICE CORPORATION (CRD# 231)1999 - 1999 (<1 year)BH.D. VEST INVESTMENT SECURITIE... (CRD# 13686)1998 - 1999 (<1 year)IACAMBRIDGE INVESTMENT RESERARCH... (CRD# 39543)2002 - 2002 (<1 year)
License(s)

State Registrations

B
Arizona 8/4/2022
B
Tennessee 3/4/2016
B
Illinois 4/7/2000
IA
Texas 11/26/2019
IA
Illinois 1/7/2003
B
Wisconsin 2/23/2006
B
Indiana 11/28/2011

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RETIREMENT PLAN ADVISORS, LLC (CRD#:122758)
9850 W 190TH ST UNIT B3, MOKENA, IL 60448
Registered with this firm since 1/7/2003
B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
2328 E Lincoln Highway #150, New Lenox, IL 60451
Mesa, AZ
Registered with this firm since 4/7/2000
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/06/2002 - 12/31/2002 CAMBRIDGE INVESTMENT RESERARCH, INC. (CRD#:39543) Tinley Park, IL
B
 11/16/1999 - 04/06/2000 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
 01/11/1999 - 11/04/1999 THE DREYFUS SERVICE CORPORATION (CRD#:231) NEW YORK, NY
B
 10/01/1998 - 01/04/1999 H.D. VEST INVESTMENT SECURITIES, INC. (CRD#:13686) DALLAS, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.