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Detailed Report
THOMAS GERARD DONAGHY
CRD#: 3096132
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 23 BELLWETHER WAY STE 200
BELLINGHAM, WA 98225
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - Present (20 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1998 - 2004 (6 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2004 (5 years)
License(s)

State Registrations

B
Alaska 7/23/2013
B
North Carolina 1/12/2024
B
Arizona 8/29/2012
B
Oregon 7/6/2016
B
California 5/18/2010
B
Rhode Island 5/16/2019
B
Florida 1/25/2017
B
South Carolina 9/19/2018
B
Georgia 5/20/2022
B
Tennessee 3/3/2021
B
Louisiana 1/29/2025
B
Texas 2/28/2011
B
Michigan 5/16/2019
IA
Texas 3/9/2011
B
Minnesota 6/28/2023
B
Washington 8/20/2004
B
New York 10/2/2009
IA
Washington 8/20/2004

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
23 BELLWETHER WAY STE 200, BELLINGHAM, WA 98225
Registered with this firm since 8/20/2004
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
23 BELLWETHER WAY STE 200, BELLINGHAM, WA 98225
Registered with this firm since 8/20/2004
Previous Registration(s)
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IA
 04/05/1999 - 09/09/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BELLINGHAM, WA
B
 09/17/1998 - 09/09/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.