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GERMAINE HARRIS
CRD#: 3095247
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Investment Adviser
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Broker
LPL FINANCIAL LLCCRD#: 6413 320 S. CANAL STREET
CHICAGO, IL 60606
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BSANFORD C. BERNSTEIN & CO., LLC (CRD# 104474)2019 - 2022 (2 years)BFIDELITY INVESTMENTS INSTITUTI... (CRD# 17507)2015 - 2019 (3 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2013 - 2015 (2 years)BJ.P. MORGAN INSTITUTIONAL INVE... (CRD# 102920)2011 - 2011 (<1 year)BJPMORGAN DISTRIBUTION SERVICES... (CRD# 104234)2001 - 2011 (10 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1999 - 2000 (1 year)BSIGNATOR INVESTORS, INC. (CRD# 468)1999 - 1999 (<1 year)IAALLIANCEBERNSTEIN L.P. (CRD# 108477)2020 - 2022 (2 years)IAJ.P. MORGAN ASSET MANAGEMENT (CRD# 107038)2006 - 2009 (3 years)IAJPMORGAN ASSET MANAGEMENT (CRD# 107247)2004 - 2005 (1 year)
License(s)

State Registrations

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Illinois 5/12/2022

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Illinois 5/12/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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LPL FINANCIAL LLC (CRD#:6413)
320 S. CANAL STREET, CHICAGO, IL 60606
Registered with this firm since 5/12/2022

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LPL FINANCIAL LLC (CRD#:6413)
320 S. CANAL STREET, CHICAGO, IL 60606
Registered with this firm since 5/12/2022

Previous Registration(s)
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01/01/2020 - 03/23/2022 ALLIANCEBERNSTEIN L.P. (CRD#:108477) Chicago, IL
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09/30/2019 - 03/23/2022 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) CHICAGO, IL
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09/04/2015 - 04/30/2019 FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507) CHICAGO, IL
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01/18/2013 - 07/31/2015 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) CHICAGO, IL
B
01/03/2011 - 10/17/2011 J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CRD#:102920) NEW YORK, NY
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01/30/2001 - 01/03/2011 JPMORGAN DISTRIBUTION SERVICES, INC. (CRD#:104234) COLUMBUS, OH
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01/10/2006 - 11/10/2009 J.P. MORGAN ASSET MANAGEMENT (CRD#:107038) NEW YORK, NY
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07/07/2004 - 12/31/2005 JPMORGAN ASSET MANAGEMENT (CRD#:107247) COLUMBUS, OH
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02/23/1999 - 12/31/2000 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
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02/23/1999 - 03/26/1999 SIGNATOR INVESTORS, INC. (CRD#:468) BOSTON, MA
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Broker
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Investment Adviser
Disclosures
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