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RYAN MATTHEW MALONE
CRD#: 3094141
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 445 NORTH BLVD
BATON ROUGE, LA 70802
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 1999 (1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - Present (24 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - Present (25 years)
License(s)

State Registrations

B
Alabama 4/24/2003

B
Missouri 6/4/2007

B
California 4/24/2003

B
Nevada 11/14/2016

B
Florida 4/24/2003

B
New Mexico 7/31/2006

B
Georgia 4/24/2003

B
New York 12/8/2021

B
Idaho 1/12/2024

B
North Carolina 4/24/2003

B
Illinois 4/24/2003

B
Oklahoma 4/24/2003

B
Indiana 10/27/2016

B
Tennessee 8/2/2006

B
Kentucky 4/24/2003

B
Texas 1/3/2001

B
Louisiana 12/10/1999

IA
Texas 1/3/2001

IA
Louisiana 12/9/2015

B
Virginia 5/26/2004

B
Michigan 1/29/2024

B
Wisconsin 3/13/2024

B
Mississippi 1/28/2002

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
445 NORTH BLVD, BATON ROUGE, LA 70802
Registered with this firm since 1/3/2001

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
445 NORTH BLVD, BATON ROUGE, LA 70802
Registered with this firm since 12/9/1999

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/21/1998 - 10/19/1999 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
09/21/1998 - 10/19/1999 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.