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Michael Fetterolf
MICHAEL LEON FETTEROLF
CRD#: 3094137
IA
B
WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCRD#: 116407 11 STANWIX ST
SUITE 2310
PITTSBURGH, PA 15222
SUITE 2310
PITTSBURGH, PA 15222
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLCCRD#: 130139 11 STANWIX ST
SUITE 2310
PITTSBURGH, PA 15222
SUITE 2310
PITTSBURGH, PA 15222
0
Disclosures
26
Years of Experience
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State Registrations
B
Pennsylvania 3/2/2020
IA
Pennsylvania 3/5/2020
SRO Registrations
B
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IA
Registered with this firm since 3/5/2020
B
Registered with this firm since 3/5/2020
B
Registered with this firm since 3/2/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/16/2011 - 03/06/2020 | PITTSBURGH, PA | |
B | 10/23/2001 - 03/06/2020 | PITTSBURGH, PA | |
B | 03/15/2001 - 10/01/2001 | PITTSBURGH, PA | |
B | 08/14/1998 - 12/31/2000 | SAN FRANCISCO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.