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PAUL GORDON WICKS
CRD#: 3093910
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 HOUSTON, TX
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 ONE DESTINY WAY
WESTLAKE, TX 76262
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2009 - 2022 (12 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2008 - 2009 (1 year)BA I M DISTRIBUTORS, INC. (CRD# 7369)1998 - 2004 (5 years)IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2021 - 2022 (<1 year)
License(s)

State Registrations

B
Alabama 3/22/2022

B
Nebraska 3/22/2022

B
Alaska 3/22/2022

B
Nevada 3/22/2022

B
Arizona 3/22/2022

B
New Hampshire 3/22/2022

B
Arkansas 3/22/2022

B
New Jersey 3/22/2022

B
California 3/22/2022

B
New Mexico 3/22/2022

B
Colorado 3/22/2022

B
New York 3/22/2022

B
Connecticut 3/22/2022

B
North Carolina 3/22/2022

B
Delaware 3/22/2022

B
North Dakota 3/22/2022

B
District of Columbia 3/22/2022

B
Ohio 3/23/2022

B
Florida 3/22/2022

B
Oklahoma 3/22/2022

B
Georgia 3/22/2022

B
Oregon 3/22/2022

B
Hawaii 3/22/2022

B
Pennsylvania 3/22/2022

B
Idaho 3/22/2022

B
Puerto Rico 3/22/2022

B
Illinois 3/22/2022

B
Rhode Island 3/22/2022

B
Indiana 3/22/2022

B
South Carolina 3/22/2022

B
Iowa 3/22/2022

B
South Dakota 3/22/2022

B
Kansas 3/22/2022

B
Tennessee 3/22/2022

B
Kentucky 3/22/2022

B
Texas 3/22/2022

B
Louisiana 3/22/2022

IA
Texas 4/25/2022

B
Maine 3/22/2022

B
Utah 3/22/2022

B
Maryland 3/22/2022

B
Vermont 3/22/2022

B
Massachusetts 3/22/2022

B
Virgin Islands 3/22/2022

B
Michigan 3/22/2022

B
Virginia 3/22/2022

B
Minnesota 3/22/2022

B
Washington 3/22/2022

B
Mississippi 3/22/2022

B
West Virginia 3/22/2022

B
Missouri 3/22/2022

B
Wisconsin 3/22/2022

B
Montana 3/22/2022

B
Wyoming 3/22/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
HOUSTON, TX
Registered with this firm since 4/25/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
ONE DESTINY WAY, WESTLAKE, TX 76262
EULESS, TX
Registered with this firm since 3/22/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/30/2021 - 03/10/2022 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
B
10/23/2009 - 03/10/2022 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
B
05/13/2008 - 10/29/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN ANTONIO, TX
B
09/21/1998 - 01/27/2004 A I M DISTRIBUTORS, INC. (CRD#:7369) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.