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Detailed Report
EDWARD THOMAS FOLTZ
ED FOLTZ
CRD#: 3093905
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1100 EAST CARO ROAD
CARO, MI 48723
CETERA ADVISORS LLCCRD#: 10299 2501 S DYE ROAD
SUITE D
FLINT, MI 48532
Registration History
199820002002200420062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (1 year)BCETERA ADVISORS LLC (CRD# 10299)2006 - Present (18 years)BQUESTAR CAPITAL CORPORATION (CRD# 43100)2001 - 2006 (5 years)BAMERICAN GENERAL FINANCIAL ADV... (CRD# 42803)1999 - 2001 (2 years)BTHE VARIABLE ANNUITY MARKETING... (CRD# 5081)1998 - 2001 (2 years)IACETERA ADVISORS LLC (CRD# 10299)2010 - 2024 (13 years)
License(s)

State Registrations

B
Arizona 1/5/2023
IA
Michigan 3/21/2024
B
California 8/30/2018
B
Minnesota 1/3/2020
B
Florida 1/3/2011
B
North Carolina 3/26/2019
B
Georgia 2/8/2019
B
Ohio 1/4/2023
B
Illinois 1/2/2025
B
Oregon 7/25/2023
B
Indiana 6/1/2018
B
South Carolina 2/28/2020
B
Kentucky 1/3/2020
B
Tennessee 8/29/2017
B
Louisiana 6/3/2024
B
Texas 1/2/2025
B
Michigan 12/14/2006
B
Wisconsin 1/2/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1100 EAST CARO ROAD, CARO, MI 48723
522 S. MAIN STREET, FRANKENMUTH, MI 48734
Registered with this firm since 3/21/2024
B
CETERA ADVISORS LLC (CRD#:10299)
2501 S DYE ROAD SUITE D, FLINT, MI 48532
4884 GRATIOT ROAD SUITE 15, SAGINAW, MI 48638
Registered with this firm since 12/14/2006
Previous Registration(s)
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IA
 04/15/2010 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) VASSAR, MI
B
 03/20/2001 - 12/15/2006 QUESTAR CAPITAL CORPORATION (CRD#:43100) FRANKENMUTH, MI
B
 02/23/1999 - 03/09/2001 AMERICAN GENERAL FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
B
 08/31/1998 - 03/09/2001 THE VARIABLE ANNUITY MARKETING COMPANY (CRD#:5081) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.