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Detailed Report
Ryan Leiby
RYAN V LEIBY
CRD#: 3092356
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1866 CAMDEN AVE.
SAN JOSE, CA 95124
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - Present (12 years)BWAMU INVESTMENTS, INC. (CRD# 599)2002 - 2009 (6 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)2000 - 2002 (2 years)IAWAMU INVESTMENTS, INC. (CRD# 599)2006 - 2009 (2 years)IASALOMON SMITH BARNEY INC. (CRD# 7059)2001 - 2002 (1 year)
Disclosure(s)
View By:
9/25/2009
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 2/8/2017
B
North Carolina 6/6/2023
B
California 10/1/2012
B
Ohio 6/7/2018
IA
California 10/1/2012
B
Oregon 6/26/2018
B
Colorado 10/1/2012
B
Tennessee 2/17/2022
B
Florida 3/7/2016
B
Texas 10/1/2012
B
Georgia 10/15/2018
IA
Texas 9/20/2013
B
Idaho 8/3/2018
B
Virginia 2/28/2024
B
Missouri 5/7/2015
B
Washington 10/1/2012
B
Nebraska 9/13/2016
B
Wisconsin 4/6/2021
B
Nevada 12/22/2020

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1866 CAMDEN AVE., SAN JOSE, CA 95124
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1866 CAMDEN AVE., SAN JOSE, CA 95124
Registered with this firm since 10/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SAN JOSE, CA
B
 05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SAN JOSE, CA
IA
 11/06/2006 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) CAMPBELL, CA
B
 11/13/2002 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) CAMPBELL, CA
IA
 03/06/2001 - 11/12/2002 SALOMON SMITH BARNEY INC. (CRD#:7059) SAN JOSE, CA
B
 09/12/2000 - 11/12/2002 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.