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RENE SYRIANI
CRD#: 3092113
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 701 BRICKELL AVE
MIAMI, FL 33131
Registration History
199820002002200420062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - Present (20 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - Present (26 years)
Disclosure(s)
View By:
2/23/2017
Customer Dispute
Closed-No Action
6/30/2010
Customer Dispute
Settled
1/9/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 2/24/2023

B
North Carolina 2/20/2023

B
California 10/24/2007

B
Ohio 11/22/2017

B
Connecticut 2/17/2023

B
Oregon 4/24/2020

B
Delaware 10/3/2016

B
Pennsylvania 2/17/2023

B
Florida 11/23/1998

B
Puerto Rico 7/26/2018

IA
Florida 3/15/2004

B
South Carolina 2/21/2023

B
Georgia 2/20/2023

B
South Dakota 2/12/2021

B
Illinois 7/20/2018

B
Tennessee 2/17/2023

B
Maine 2/17/2023

IA
Texas 1/22/2015

B
Massachusetts 2/17/2023

B
Texas 2/17/2023

B
Missouri 2/7/2023

B
Washington 2/21/2023

B
New York 2/19/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 BRICKELL AVE, MIAMI, FL 33131
Registered with this firm since 3/15/2004

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 BRICKELL AVE, MIAMI, FL 33131
Registered with this firm since 11/17/1998

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.