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BRYCE DAVID GRIFFITH
CRD#: 3091943
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 25195 SW PARKWAY STE 201
WILSONVILLE, OR 97070
WILSONVILLE, OR 97070
CETERA ADVISORS LLCCRD#: 10299 25195 SW PARKWAY AVE STE 201
WILSONVILLE, OR 97070
WILSONVILLE, OR 97070
0
Disclosures
24
Years of Experience
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State Registrations
B
Alaska 3/27/2020
B
Mississippi 1/4/2022
B
Arizona 3/12/2020
B
Montana 3/27/2020
B
California 3/12/2020
B
Nevada 8/21/2024
B
Colorado 3/27/2020
B
Oklahoma 3/27/2020
B
Florida 3/27/2020
B
Oregon 7/18/2018
B
Georgia 1/4/2021
IA
Oregon 3/21/2024
B
Hawaii 3/27/2020
B
Texas 3/27/2020
B
Idaho 7/18/2018
IA
Texas 3/21/2024
B
Indiana 3/17/2025
B
Washington 8/15/2018
B
Louisiana 2/13/2025
SRO Registrations
B
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IA
Registered with this firm since 3/21/2024
B
Registered with this firm since 7/18/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/22/2018 - 03/21/2024 | GREENWOOD VILLAGE, IL | |
B | 11/21/2001 - 08/15/2018 | TOPEKA, KS | |
B | 07/22/1998 - 02/24/1999 | PHOENIX, AZ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.