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KEVIN M TIERNEY
CRD#: 3091766
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 100 E. RIVERCENTER BLVD
SUITE 400
COVINGTON, KY 41011
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2013 (6 years)2 FIRMS2013 - Present (12 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1998 - 2006 (7 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)1999 - 2006 (6 years)
License(s)

State Registrations

B
Arkansas 10/31/2016

B
New Hampshire 10/31/2016

B
California 5/10/2013

B
New York 10/31/2016

B
Colorado 1/7/2014

B
North Carolina 5/16/2013

B
Florida 5/10/2013

B
Ohio 5/13/2013

B
Georgia 10/31/2016

B
Oregon 5/10/2013

B
Hawaii 10/31/2016

B
Pennsylvania 11/26/2021

B
Illinois 9/19/2018

B
South Carolina 5/28/2020

B
Indiana 5/10/2013

B
Tennessee 5/13/2013

B
Kentucky 2/13/2013

B
Texas 10/31/2016

IA
Kentucky 2/13/2013

IA
Texas 2/24/2022

B
Maryland 5/10/2013

B
Vermont 10/31/2016

B
Massachusetts 10/31/2016

B
Virginia 5/10/2013

B
Michigan 10/31/2016

B
West Virginia 5/10/2013

B
Minnesota 6/14/2023

B
Wisconsin 5/10/2013

B
Missouri 2/7/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
100 E. RIVERCENTER BLVD SUITE 400, COVINGTON, KY 41011
Registered with this firm since 2/13/2013

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
100 E. RIVERCENTER BLVD SUITE 400, COVINGTON, KY 41011
Registered with this firm since 2/13/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/15/2006 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) COVINGTON, KY
B
05/12/2006 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) COVINGTON, KY
IA
08/18/1999 - 06/01/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) CINCINNATI, OH
B
08/27/1998 - 06/01/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.