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LAUREN C GORSCHE
Lauren Gorsche, LAUREN CAITLYN HINKLE
CRD#: 3091722
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 2000 AVENUE OF THE STARS
LOS ANGELES, CA 90067
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2017 - Present (7 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2002 - 2016 (14 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2009 - 2016 (7 years)
License(s)

State Registrations

B
Alabama 9/14/2017

B
Nebraska 9/14/2017

B
Alaska 9/14/2017

B
Nevada 9/14/2017

B
Arizona 9/14/2017

B
New Hampshire 9/14/2017

B
Arkansas 9/14/2017

IA
New Jersey 8/29/2017

B
California 9/14/2017

B
New Jersey 9/14/2017

IA
California 11/20/2023

B
New Mexico 9/14/2017

B
Colorado 9/14/2017

B
New York 9/14/2017

B
Connecticut 9/14/2017

B
North Carolina 9/15/2017

B
Delaware 9/14/2017

B
North Dakota 9/14/2017

B
District of Columbia 9/14/2017

B
Ohio 9/15/2017

B
Florida 9/14/2017

B
Oklahoma 9/14/2017

B
Georgia 9/14/2017

B
Oregon 9/14/2017

B
Hawaii 9/14/2017

B
Pennsylvania 9/14/2017

B
Idaho 9/14/2017

B
Puerto Rico 9/14/2017

B
Illinois 9/14/2017

B
Rhode Island 9/14/2017

B
Indiana 9/14/2017

B
South Carolina 9/14/2017

B
Iowa 9/14/2017

B
South Dakota 9/14/2017

B
Kansas 9/14/2017

B
Tennessee 9/14/2017

B
Kentucky 9/14/2017

B
Texas 9/14/2017

B
Louisiana 9/14/2017

B
Utah 9/14/2017

B
Maine 9/14/2017

B
Vermont 9/14/2017

B
Maryland 9/14/2017

B
Virgin Islands 9/14/2017

B
Massachusetts 9/14/2017

B
Virginia 9/14/2017

B
Michigan 9/14/2017

B
Washington 9/14/2017

B
Minnesota 9/14/2017

B
West Virginia 9/14/2017

B
Mississippi 9/14/2017

B
Wisconsin 9/14/2017

B
Missouri 9/14/2017

B
Wyoming 9/14/2017

B
Montana 9/14/2017

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
2000 AVENUE OF THE STARS, LOS ANGELES, CA 90067
555 California Street Suite 4650, San Francisco, CA 94104
Registered with this firm since 8/29/2017

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
2000 AVENUE OF THE STARS, LOS ANGELES, CA 90067
555 California Street Suite 4650, San Francisco, CA 94104
Registered with this firm since 9/14/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/09/2009 - 12/09/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
09/23/2002 - 12/09/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.