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JOHN ANDREW NELSON- HENRY
JOHN ANDREW NELSON
CRD#: 3090594
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 461 FROM RD STE 101
PARAMUS, NJ 07652
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 1998 (<1 year)2 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - Present (18 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2004 - 2005 (1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)1998 - 2004 (5 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2005 (<1 year)
License(s)

State Registrations

B
Colorado 10/12/2020

IA
New Jersey 1/23/2007

B
Connecticut 6/9/2021

B
New York 1/22/2007

B
District of Columbia 9/2/2020

B
North Carolina 1/22/2007

B
Florida 1/22/2007

B
Pennsylvania 1/22/2007

B
Georgia 1/12/2024

B
South Carolina 11/7/2024

B
Iowa 2/24/2025

B
Texas 1/14/2013

B
Massachusetts 8/22/2018

IA
Texas 1/23/2013

B
Missouri 6/27/2022

B
Virginia 11/5/2019

B
New Jersey 1/22/2007

B
Wisconsin 8/9/2023

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
461 FROM RD STE 101, PARAMUS, NJ 07652
Registered with this firm since 1/23/2007

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
461 FROM RD STE 101, PARAMUS, NJ 07652
Registered with this firm since 1/22/2007

Previous Registration(s)
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IA
12/08/2005 - 01/30/2007 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) TAMPA, FL
B
12/05/2005 - 01/30/2007 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) TAMPA, FL
IA
04/26/2005 - 12/06/2005 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) FLORHAM PARK, NJ
B
06/07/2004 - 12/06/2005 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
11/23/1998 - 06/10/2004 PRUCO SECURITIES, LLC. (CRD#:5685) NEWARK, NJ
B
08/27/1998 - 09/23/1998 FIRST PROVIDENCE FINANCIAL GROUP, INC. (CRD#:39469)
FINRA expelled the firm on 12/10/2003
PORT WASHINGTON, NY
B
08/04/1998 - 08/11/1998 WALSH MANNING SECURITIES, LLC (CRD#:30826)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.