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JOHN GORDON GUTOWSKY JR
JOHN GORDON GOTOWSKY, GORDY GUTOWSKY JR, GORDY GUTOWSKY, JOHN CORDON GUTOWSKY
CRD#: 3089973
IA
Investment Adviser
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Broker
OSAIC WEALTH, INC.CRD#: 23131 7955 STONE CREEK DRIVE
SUITE 20
CHANHASSEN, MN 55317
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2012 - 2022 (9 years)2 FIRMS2022 - 2023 (1 year)2 FIRMS2023 - Present (1 year)BLPL FINANCIAL LLC (CRD# 6413)2010 - 2012 (2 years)BEAGLE ONE INVESTMENTS, LLC (CRD# 45254)2007 - 2010 (3 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)1999 - 2007 (8 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1998 - 1999 (<1 year)
Disclosure(s)
View By:
9/23/2024
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 9/19/2023

B
Iowa 9/1/2023

B
Arizona 12/7/2023

B
Minnesota 9/1/2023

B
California 9/1/2023

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Minnesota 9/1/2023

B
Colorado 9/1/2023

B
North Dakota 9/1/2023

B
Florida 9/1/2023

B
Texas 9/1/2023

B
Indiana 9/1/2023

B
Wisconsin 9/1/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
7955 STONE CREEK DRIVE SUITE 20, CHANHASSEN, MN 55317
7955 Stone Creek Drive Suite 20, Chanhassen, MN 55317
Registered with this firm since 9/1/2023

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OSAIC WEALTH, INC. (CRD#:23131)
7955 STONE CREEK DRIVE SUITE 20, CHANHASSEN, MN 55317
7955 Stone Creek Drive Suite 20, Chanhassen, MN 55317
Registered with this firm since 9/1/2023

Previous Registration(s)
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04/29/2022 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) Chanhassen, MN
B
04/29/2022 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) Chanhassen, MN
IA
08/20/2012 - 05/02/2022 CETERA ADVISORS LLC (CRD#:10299) CHANHASSEN, MN
B
08/10/2012 - 05/02/2022 CETERA ADVISORS LLC (CRD#:10299) CHANHASSEN, MN
B
05/14/2010 - 09/11/2012 LPL FINANCIAL LLC (CRD#:6413) ST. LOUIS PARK, MN
B
05/07/2007 - 05/17/2010 EAGLE ONE INVESTMENTS, LLC (CRD#:45254) EDINA, MN
B
05/18/1999 - 05/07/2007 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) WAYZATA, MN
B
08/21/1998 - 05/20/1999 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.