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Detailed Report
MILES CORBIN HARKLEROAD
CRD#: 3089807
IA
Investment Adviser
B
Broker
CAPITAL ANALYSTSCRD#: 162200 Salt Lake City, UT
LINCOLN INVESTMENTCRD#: 519 Salt Lake City, UT
Registration History
200020022004200620082010201220142016201820202022202420263 FIRMS2012 - Present (12 years)BCAPITAL ANALYSTS, INCORPORATED (CRD# 5478)2000 - 2012 (12 years)IACAPITAL ANALYSTS INCORPORATED (CRD# 5478)2001 - 2012 (11 years)
License(s)

State Registrations

B
Alabama 1/13/2025
B
Michigan 1/4/2019
B
Arizona 3/23/2017
B
Texas 11/14/2012
B
Florida 11/14/2012
B
Utah 1/15/2015
B
Idaho 3/26/2015
IA
Utah 8/7/2018
B
Illinois 6/1/2012
B
Washington 6/1/2012
IA
Illinois 6/4/2012
B
Wisconsin 7/18/2012
B
Indiana 6/1/2012

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL ANALYSTS (CRD#:162200)
Salt Lake City, UT
Registered with this firm since 6/4/2012
IA
LINCOLN INVESTMENT (CRD#:519)
Salt Lake City, UT
Registered with this firm since 6/1/2012
B
LINCOLN INVESTMENT (CRD#:519)
Salt Lake City, UT
Registered with this firm since 6/1/2012
Previous Registration(s)
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IA
 03/12/2001 - 06/01/2012 CAPITAL ANALYSTS INCORPORATED (CRD#:5478) CHICAGO, IL
B
 01/02/2000 - 06/01/2012 CAPITAL ANALYSTS, INCORPORATED (CRD#:5478) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.