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BRIAN THOMAS BERTSCH
CRD#: 3089263
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 3120 VILLAGE VISTA DR
STE 106
ERIE, CO 80516
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - Present (16 years)BEDWARD JONES (CRD# 250)2000 - 2008 (8 years)IAEDWARD JONES (CRD# 250)2007 - 2008 (<1 year)
Disclosure(s)
View By:
4/16/2003
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 7/30/2008

B
Nebraska 7/12/2012

B
California 4/15/2014

B
Nevada 1/23/2013

B
Colorado 7/30/2008

B
New Hampshire 5/4/2020

IA
Colorado 7/30/2008

B
Oklahoma 6/6/2017

B
Connecticut 10/6/2020

B
Oregon 2/21/2019

B
Florida 3/4/2011

B
South Dakota 2/2/2016

B
Idaho 6/23/2014

B
Tennessee 2/21/2014

B
Iowa 5/10/2011

B
Texas 7/30/2008

B
Massachusetts 6/27/2022

IA
Texas 8/23/2016

B
Michigan 10/27/2015

B
West Virginia 6/7/2021

B
Minnesota 8/13/2012

B
Wisconsin 2/1/2010

B
Missouri 7/30/2008

B
Wyoming 9/17/2008

B
Montana 5/11/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
3120 VILLAGE VISTA DR STE 106, ERIE, CO 80516
Registered with this firm since 7/30/2008

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
3120 VILLAGE VISTA DR STE 106, ERIE, CO 80516
Registered with this firm since 7/30/2008

Previous Registration(s)
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IA
10/29/2007 - 07/17/2008 EDWARD JONES (CRD#:250) THORNTON, CO
B
02/16/2000 - 07/17/2008 EDWARD JONES (CRD#:250) THORNTON, CO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.