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Detailed Report
JEFFREY N BOLLING
CRD#: 3089030
IA
Investment Adviser
B
Broker
B. RILEY WEALTH ADVISORS, INC.CRD#: 115927 Murfeesboro, TN
B. RILEY WEALTH MANAGEMENTCRD#: 2543 Murfreesboro, TN
Registration History
199820002002200420062008201020122014201620182020202220242026IAB. RILEY WEALTH ADVISORS, INC. (CRD# 115927)2022 - Present (2 years)BB. RILEY WEALTH MANAGEMENT (CRD# 2543)2017 - Present (8 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2001 - 2017 (15 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1998 - 2001 (2 years)IAB RILEY WEALTH MANAGEMENT (CRD# 2543)2017 - 2022 (5 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2004 - 2017 (13 years)
License(s)

State Registrations

B
Alabama 2/3/2017
B
Nebraska 11/25/2020
B
Alaska 10/4/2023
B
New York 2/3/2017
B
Arkansas 2/3/2017
B
North Carolina 2/3/2017
B
California 2/3/2017
B
Pennsylvania 11/3/2022
B
Colorado 4/18/2017
B
Rhode Island 10/5/2020
B
District of Columbia 10/9/2024
B
Tennessee 2/3/2017
B
Florida 2/3/2017
IA
Tennessee 8/23/2022
B
Georgia 2/3/2017
B
Texas 2/3/2017
B
Illinois 2/3/2017
IA
Texas 8/19/2022
B
Indiana 4/18/2017
B
Virginia 1/26/2024
B
Maryland 6/28/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
B. RILEY WEALTH ADVISORS, INC. (CRD#:115927)
Murfeesboro, TN
Registered with this firm since 8/19/2022
B
B. RILEY WEALTH MANAGEMENT (CRD#:2543)
Murfreesboro, TN
Registered with this firm since 2/3/2017
Previous Registration(s)
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IA
 02/03/2017 - 12/31/2022 B RILEY WEALTH MANAGEMENT (CRD#:2543) Franklin, TN
IA
 01/15/2004 - 02/14/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) NASHVILLE, TN
B
 03/09/2001 - 02/14/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) NASHVILLE, TN
B
 08/27/1998 - 03/12/2001 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.