Individual Firm
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CHRISTOPHER MARC TENAGLIA
CRD#: 3088745
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 1777 MAIN ST
FL 1
SARASOTA, FL 34236
FL 1
SARASOTA, FL 34236
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 5035 OCEAN BLVD
SARASOTA, FL 34242
SARASOTA, FL 34242
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4/12/2019
Customer Dispute
Denied
12/15/2014
Customer Dispute
Denied
State Registrations
B
Alabama 6/12/2024
B
New Hampshire 6/12/2024
B
California 7/20/2020
B
New Jersey 1/5/2010
B
Colorado 7/12/2011
B
New York 8/3/2006
B
District of Columbia 10/18/2012
B
North Carolina 3/25/2013
B
Florida 1/5/2006
B
Ohio 5/15/2013
IA
Florida 8/15/2016
B
Oregon 6/12/2024
B
Georgia 8/3/2016
B
Pennsylvania 1/26/2012
B
Idaho 1/22/2013
B
South Carolina 3/22/2019
B
Illinois 9/15/2021
B
Tennessee 7/22/2010
B
Indiana 7/2/2008
B
Texas 12/16/2014
B
Iowa 6/12/2024
IA
Texas 8/10/2017
B
Maryland 9/14/2022
B
Virginia 9/14/2020
B
Massachusetts 1/5/2010
B
Washington 11/27/2012
B
Nevada 11/9/2020
SRO Registrations
B
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IA
Registered with this firm since 8/15/2016
B
Registered with this firm since 1/5/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/30/2006 - 12/31/2016 | SARASOTA, FL | |
B | 11/05/2004 - 01/11/2006 | ST. PETERSBURG, FL | |
B | 05/02/2000 - 11/09/2004 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.