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Laura Jane Stewart
LAURA JANE STEWART
CRD#: 3087987
IA
B
MORGAN STANLEYCRD#: 149777 1155 Elm Street
6th Floor
Manchester, NH 03101
6th Floor
Manchester, NH 03101
0
Disclosures
25
Years of Experience
View By:
State Registrations
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Alabama 9/29/2017
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Nevada 9/29/2017
B
Alaska 1/14/2025
B
New Hampshire 9/29/2017
B
Arizona 9/29/2017
IA
New Hampshire 10/5/2017
B
California 9/29/2017
B
New Jersey 9/29/2017
B
Colorado 9/29/2017
B
New Mexico 9/29/2017
B
Connecticut 9/29/2017
B
New York 9/29/2017
B
Delaware 2/20/2025
B
North Carolina 10/2/2017
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District of Columbia 9/29/2017
B
Ohio 10/2/2017
B
Florida 9/29/2017
B
Oklahoma 9/29/2017
B
Georgia 9/29/2017
B
Oregon 9/29/2017
B
Hawaii 9/29/2017
B
Pennsylvania 9/29/2017
B
Idaho 2/20/2025
B
Rhode Island 9/29/2017
B
Illinois 9/29/2017
B
South Carolina 9/29/2017
B
Indiana 1/2/2025
B
South Dakota 2/20/2025
B
Iowa 2/20/2025
B
Texas 9/29/2017
B
Kansas 1/14/2025
IA
Texas 10/6/2017
B
Kentucky 1/14/2025
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Utah 9/29/2017
B
Maine 9/29/2017
B
Vermont 9/29/2017
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Maryland 9/29/2017
B
Virgin Islands 2/20/2025
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Massachusetts 9/29/2017
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Virginia 9/29/2017
B
Michigan 9/29/2017
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Washington 9/29/2017
B
Minnesota 9/29/2017
B
West Virginia 1/2/2025
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Missouri 2/20/2025
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Wisconsin 9/29/2017
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Montana 9/29/2017
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 10/5/2017
B
Registered with this firm since 9/29/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 08/17/2016 | MANCHESTER, NH | |
B | 06/01/2009 - 08/17/2016 | MANCHESTER, NH | |
IA | 03/25/2003 - 06/01/2009 | MANCHESTER, NH | |
B | 03/25/2003 - 06/01/2009 | MANCHESTER, NH | |
IA | 11/12/1998 - 03/17/2003 | MANCHESTER, NH | |
B | 08/26/1998 - 03/17/2003 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.