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Detailed Report
Joseph DiFusco
GIUSEPPE DIFUSCO, JOSEPH FRANK DIFUSCO
CRD#: 3087335
IA
Investment Adviser
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Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 220 E PARK AVE
LONG BEACH, NY 11561
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2005 (<1 year)2 FIRMS2005 - 2012 (6 years)2 FIRMS2012 - Present (12 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2002 - 2005 (3 years)BJ.P. TURNER & COMPANY, L.L.C. (CRD# 43177)1999 - 2002 (2 years)BJ.P. TURNER & COMPANY, L.L.C. (CRD# 43177)1999 - 1999 (<1 year)BJ.P. TURNER & COMPANY, L.L.C. (CRD# 43177)1998 - 1999 (<1 year)BJOSEPH DILLON & COMPANY INC. (CRD# 35220)1998 - 1998 (<1 year)
License(s)

State Registrations

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Arizona 11/19/2020
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New Mexico 1/12/2018
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Arkansas 3/1/2016
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New York 10/1/2012
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California 10/1/2012
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New York 5/3/2021
B
Colorado 4/13/2023
B
North Carolina 5/8/2018
B
Connecticut 3/7/2016
B
Ohio 10/1/2012
B
Delaware 6/6/2023
B
Pennsylvania 3/7/2016
B
Florida 10/1/2012
B
Puerto Rico 10/22/2020
B
Kentucky 4/4/2019
B
South Carolina 11/6/2020
B
Maryland 6/3/2013
B
Tennessee 4/29/2022
B
Massachusetts 11/11/2013
B
Texas 5/26/2016
B
Michigan 10/1/2012
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Texas 6/1/2016
B
New Jersey 10/1/2012
B
Utah 10/1/2012
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New Jersey 10/1/2012
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Washington 10/1/2012

SRO Registrations

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 BOX Exchange LLC
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 Cboe BYX Exchange, Inc.
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 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
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 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
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 FINRA
B
 Investors' Exchange LLC
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 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
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 MIAX PEARL, LLC
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 MIAX Sapphire
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 Miami International Securities Exchange, LLC
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 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
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 Nasdaq GEMX, LLC
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 Nasdaq ISE, LLC
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 Nasdaq MRX, LLC
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 Nasdaq PHLX LLC
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 Nasdaq Stock Market
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 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
220 E PARK AVE, LONG BEACH, NY 11561
212 LONG BEACH RD, ISLAND PARK, NY 11558
Registered with this firm since 10/1/2012
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J.P. MORGAN SECURITIES LLC (CRD#:79)
220 E PARK AVE, LONG BEACH, NY 11561
212 LONG BEACH RD, ISLAND PARK, NY 11558
Registered with this firm since 10/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
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 12/09/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LONG BEACH, NY
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 12/09/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LONG BEACH, NY
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 11/21/2005 - 12/20/2005 PFIC SECURITIES CORPORATION (CRD#:34941) EAST MEADOW, NY
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 05/06/2005 - 10/27/2005 CITICORP INVESTMENT SERVICES (CRD#:23988) EAST MEADOW, NY
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 08/29/2002 - 10/27/2005 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
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 05/25/1999 - 01/31/2002 J.P. TURNER & COMPANY, L.L.C. (CRD#:43177) ATLANTA, GA
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 05/03/1999 - 05/25/1999 J.P. TURNER & COMPANY, L.L.C. (CRD#:43177)
B
 11/17/1998 - 05/03/1999 J.P. TURNER & COMPANY, L.L.C. (CRD#:43177) ATLANTA, GA
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 09/25/1998 - 11/16/1998 JOSEPH DILLON & COMPANY INC. (CRD#:35220) GREAT NECK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.