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KERRY SENNA
KERRY M SENNA, KERRY MILLER SENNA
CRD#: 3086734
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3455 PEACHTREE RD NE
ATLANTA, GA 30326
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2011 - Present (13 years)BASSENT LLC (CRD# 104162)2007 - 2010 (2 years)BOPUS TRADING FUND LLC (CRD# 125204)2006 - 2007 (1 year)BASSENT LLC (CRD# 104162)2005 - 2005 (<1 year)BE*TRADE PROFESSIONAL TRADING, LLC (CRD# 39293)2003 - 2004 (1 year)BHEARTLAND SECURITIES CORP. (CRD# 43201)2000 - 2003 (2 years)
License(s)

State Registrations

B
Alabama 6/6/2012

B
Michigan 6/6/2012

B
Arizona 4/26/2024

B
Mississippi 1/3/2013

B
Arkansas 2/23/2022

B
Nevada 2/25/2015

B
California 6/6/2012

B
New Hampshire 12/20/2012

B
Colorado 6/6/2012

B
New Jersey 6/6/2012

B
Connecticut 6/6/2012

B
New York 6/6/2012

B
Delaware 1/3/2023

B
North Carolina 2/14/2012

B
District of Columbia 6/6/2012

B
Ohio 6/7/2012

B
Florida 6/6/2012

B
Oklahoma 1/23/2015

B
Georgia 12/9/2011

B
Oregon 1/3/2023

IA
Georgia 12/12/2011

B
Pennsylvania 6/6/2012

B
Hawaii 5/14/2013

B
Rhode Island 2/5/2024

B
Illinois 6/6/2012

B
South Carolina 6/6/2012

B
Indiana 8/24/2021

B
Tennessee 6/6/2012

B
Kansas 1/20/2017

B
Texas 6/6/2012

B
Kentucky 6/6/2012

IA
Texas 6/6/2012

B
Louisiana 6/6/2012

B
Vermont 9/14/2023

B
Maryland 6/6/2012

B
Virginia 6/6/2012

B
Massachusetts 12/1/2015

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 12/12/2011

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 12/9/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/13/2007 - 07/19/2010 ASSENT LLC (CRD#:104162) ATLANTA, GA
B
05/10/2006 - 08/14/2007 OPUS TRADING FUND LLC (CRD#:125204) JERICHO, NY
B
09/16/2005 - 12/13/2005 ASSENT LLC (CRD#:104162) BOLINGBROOK, IL
B
04/01/2003 - 07/27/2004 E*TRADE PROFESSIONAL TRADING, LLC (CRD#:39293) NEW YORK, NY
B
07/10/2000 - 03/21/2003 HEARTLAND SECURITIES CORP. (CRD#:43201) EDISON, NJ
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.