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JONATHAN DAVID WINTER
CRD#: 3086228
IA
B
CONTINUUM WEALTH STRATEGIES, LLCCRD#: 169324 RESTON, VA
LPL FINANCIAL LLCCRD#: 6413 RESTON, VA
0
Disclosures
16
Years of Experience
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State Registrations
B
California 12/12/2013
B
Connecticut 12/12/2013
IA
California 12/13/2013
B
Maryland 12/12/2013
B
Colorado 6/22/2017
B
Virginia 12/12/2013
IA
Colorado 5/4/2018
IA
Virginia 4/8/2015
SRO Registrations
B
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IA
Registered with this firm since 12/13/2013
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/07/2009 - 12/13/2013 | GARDENA, CA | |
B | 06/22/2009 - 12/13/2013 | GARDENA, CA | |
IA | 12/05/2008 - 06/17/2009 | CENTURY CITY, CA | |
B | 10/22/2008 - 06/17/2009 | CENTURY CITY, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.