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Mark Hamilton LaRoe
MARK HAMILTON LAROE, Mark Laroe
CRD#: 3084638
IA
Investment Adviser
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Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 5500 PRESTON RD
DALLAS, TX 75205
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2018 - Present (6 years)BDEUTSCHE BANK SECURITIES INC. (CRD# 2525)2014 - 2018 (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2008 - 2014 (5 years)BJ.P. MORGAN SECURITIES INC. (CRD# 18718)2001 - 2008 (7 years)BJ.P. MORGAN SECURITIES INC. (CRD# 15733)2001 - 2001 (<1 year)BCHASE SECURITIES INC. (CRD# 18718)2000 - 2001 (<1 year)IADEUTSCHE BANK SECURITIES INC. (CRD# 2525)2017 - 2018 (1 year)
License(s)

State Registrations

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Texas 6/8/2018

IA
Texas 6/8/2018

SRO Registrations

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Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5500 PRESTON RD, DALLAS, TX 75205
Registered with this firm since 6/8/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5500 PRESTON RD, DALLAS, TX 75205
Registered with this firm since 6/8/2018

Previous Registration(s)
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IA
02/06/2017 - 06/19/2018 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) DALLAS, TX
B
11/17/2014 - 06/19/2018 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) DALLAS, TX
B
10/01/2008 - 06/19/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) DALLAS, TX
B
05/01/2001 - 10/01/2008 J.P. MORGAN SECURITIES INC. (CRD#:18718) PALM BEACH, FL
B
03/13/2001 - 05/01/2001 J.P. MORGAN SECURITIES INC. (CRD#:15733) NEW YORK, NY
B
06/13/2000 - 03/09/2001 CHASE SECURITIES INC. (CRD#:18718) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.