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MICHAEL ALLAN ISOLA
CRD#: 3084360
IA
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RBC CAPITAL MARKETS, LLCCRD#: 31194 1331 North California Blvd.
Suite 650
Walnut Creek, CA 94596
Suite 650
Walnut Creek, CA 94596
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Disclosures
26
Years of Experience
View By:
State Registrations
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Alaska 11/12/2020
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Montana 5/15/2013
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Arizona 12/11/2012
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Nevada 12/11/2012
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Arkansas 7/30/2024
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New Hampshire 11/12/2020
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California 12/11/2012
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New Jersey 11/12/2020
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California 12/12/2012
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New Mexico 4/21/2022
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Colorado 12/11/2012
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New York 12/11/2012
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Delaware 4/21/2022
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North Carolina 12/11/2012
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District of Columbia 11/12/2020
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Ohio 7/15/2016
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Florida 1/8/2016
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Oklahoma 8/11/2021
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Georgia 11/12/2020
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Oregon 12/11/2012
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Hawaii 4/21/2022
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Pennsylvania 11/12/2020
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Idaho 12/11/2012
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Puerto Rico 4/21/2022
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Illinois 12/11/2012
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South Carolina 11/12/2020
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Iowa 11/12/2020
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Tennessee 11/12/2020
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Kansas 11/12/2020
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Texas 12/11/2012
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Louisiana 3/3/2022
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Texas 12/11/2012
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Maryland 1/7/2025
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Utah 11/12/2020
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Massachusetts 4/25/2024
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Virginia 1/2/2018
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Michigan 4/21/2022
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Washington 1/8/2016
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Minnesota 11/12/2020
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Wisconsin 12/11/2012
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Mississippi 4/21/2022
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Wyoming 11/12/2020
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Missouri 3/5/2025
SRO Registrations
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Registered with this firm since 12/11/2012
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Registered with this firm since 12/11/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/17/2008 - 12/19/2012 | WALNUT CREEK, CA | |
B | 11/14/2008 - 12/19/2012 | WALNUT CREEK, CA | |
IA | 11/24/2003 - 11/17/2008 | WALNUT CREEK, CA | |
B | 11/24/2003 - 11/17/2008 | WALNUT CREEK, CA | |
IA | 07/06/2000 - 12/01/2003 | SAN FRANCISCO, CA | |
B | 07/28/1998 - 12/01/2003 | MINNEAPOLIS, MN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.