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JONATHAN DALY
JON DALY, JONATHAN PATRICK DALY
CRD#: 3083890
IA
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CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1699 King Street
Suite 402
Enfield, CT 06082
Suite 402
Enfield, CT 06082
CETERA ADVISOR NETWORKS LLCCRD#: 13572 1699 KING ST SUITE 402
ENFIELD, CT 06082
ENFIELD, CT 06082
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4/7/2016
Financial
Final
State Registrations
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Connecticut 2/8/2024
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Connecticut 2/8/2024
SRO Registrations
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Registered with this firm since 2/8/2024
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Registered with this firm since 2/7/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/07/2024 - 02/07/2024 | GREENWOOD VILLAGE, CO | |
B | 02/07/2024 - 02/07/2024 | SCHAUMBURG, IL | |
B | 02/07/2024 - 02/07/2024 | ST. CLOUD, MN | |
IA | 01/15/2020 - 01/26/2024 | Windsor, CT | |
B | 01/09/2020 - 01/26/2024 | Windsor, CT | |
IA | 01/05/2015 - 01/06/2020 | JOHNSTON, RI | |
B | 01/05/2015 - 01/06/2020 | JOHNSTON, RI | |
IA | 05/03/2005 - 11/27/2013 | WETHERSFIELD, CT | |
B | 11/06/2001 - 11/27/2013 | WETHERSFIELD, CT | |
B | 08/25/2000 - 07/16/2001 | KENSINGTON, CT | |
B | 01/19/1999 - 08/23/2000 | HARTFORD, CT |
WETHERSFIELD, CT
05/03/2005 - 11/27/2013
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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