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EDUARDO FERMIN ORTEA
EDDIE ORTEA, EDUARDO F ORTEA
CRD#: 3083627
IA
B
MORGAN STANLEYCRD#: 149777 220 Alhambra Circle
10Th Floor
Coral Gables, FL 33134
10Th Floor
Coral Gables, FL 33134
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
Alabama 11/25/2019
B
Minnesota 2/15/2019
B
Arizona 11/25/2019
B
Nevada 2/15/2019
B
Arkansas 2/15/2019
B
New Jersey 10/19/2015
B
California 12/11/2009
B
New Mexico 8/5/2014
B
Colorado 8/5/2014
B
New York 8/5/2014
B
Delaware 2/18/2016
B
North Carolina 5/8/2012
B
Florida 12/11/2009
B
Pennsylvania 3/14/2016
IA
Florida 12/16/2009
B
South Carolina 2/15/2019
B
Georgia 2/15/2019
B
Tennessee 3/8/2016
B
Illinois 3/18/2016
B
Texas 5/14/2012
B
Maryland 3/9/2016
IA
Texas 4/15/2020
B
Massachusetts 2/18/2016
B
Virginia 11/25/2019
B
Michigan 9/9/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 12/16/2009
B
Registered with this firm since 12/11/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/02/2009 - 10/22/2009 | COCONUT GROVE, FL | |
IA | 03/15/2004 - 05/08/2009 | CORAL GABLES, FL | |
B | 08/26/1998 - 05/08/2009 | CORAL GABLES, FL |
CORAL GABLES, FL
03/15/2004 - 05/08/2009
CORAL GABLES, FL
08/26/1998 - 05/08/2009
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.