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MICHAEL HARMAN SIEGEL
MICHAEL H SIEGEL
CRD#: 3083354
IA
B
MORGAN STANLEYCRD#: 149777 555 California Street
PWM
San Francisco, CA 94104
PWM
San Francisco, CA 94104
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Alabama 2/6/2019
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Nebraska 6/29/2011
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Alaska 10/15/2021
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Nevada 6/29/2011
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Arizona 6/29/2011
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New Hampshire 6/29/2011
B
Arkansas 10/15/2021
B
New Jersey 6/29/2011
B
California 6/14/2011
B
New Mexico 6/29/2011
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California 6/20/2011
B
New York 6/29/2011
B
Colorado 6/29/2011
B
North Carolina 6/30/2011
B
Connecticut 6/29/2011
B
North Dakota 10/15/2021
B
Delaware 6/29/2011
B
Ohio 6/30/2011
B
District of Columbia 10/15/2021
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Oklahoma 10/15/2021
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Florida 6/29/2011
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Oregon 6/29/2011
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Georgia 6/29/2011
B
Pennsylvania 6/29/2011
B
Hawaii 6/29/2011
B
Puerto Rico 10/15/2021
B
Idaho 6/29/2011
B
Rhode Island 6/29/2011
B
Illinois 6/29/2011
B
South Carolina 6/29/2011
B
Indiana 6/29/2011
B
South Dakota 10/15/2021
B
Iowa 6/29/2011
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Tennessee 6/29/2011
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Kansas 6/29/2011
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Texas 6/29/2011
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Kentucky 6/29/2011
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Texas 7/5/2011
B
Louisiana 10/15/2021
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Utah 6/29/2011
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Maine 6/29/2011
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Vermont 4/17/2014
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Maryland 4/15/2014
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Virgin Islands 10/15/2021
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Massachusetts 6/29/2011
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Virginia 6/29/2011
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Michigan 6/29/2011
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Washington 6/29/2011
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Minnesota 7/8/2019
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West Virginia 10/15/2021
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Mississippi 10/15/2021
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Wisconsin 10/15/2021
B
Missouri 6/29/2011
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Wyoming 6/29/2011
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Montana 10/15/2021
SRO Registrations
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IA
Registered with this firm since 6/20/2011
B
Registered with this firm since 6/14/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/10/2008 - 04/18/2011 | SAN FRANCISCO, CA | |
IA | 11/08/2005 - 11/10/2008 | SAN FRANCISCO, CA | |
B | 11/07/2000 - 11/10/2008 | SAN FRANCISCO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.