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PATRICK JOSEPH MCGINTY III
P.J. MCGINTY, PATRICK JOSEPH MCGINTY
CRD#: 3082828
IA
B
PGIM INVESTMENTS LLCCRD#: 105670 56 PLEASANT STREET
COHASSET, MA 02025
COHASSET, MA 02025
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLCCRD#: 18353 COHASSET, MA
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
District of Columbia 1/24/2019
IA
Massachusetts 5/8/2008
B
Florida 1/16/2025
B
New Hampshire 4/25/2008
B
Maine 4/25/2008
B
South Carolina 1/16/2025
B
Massachusetts 4/25/2008
B
Vermont 4/25/2008
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 5/8/2008
B
Registered with this firm since 4/25/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/23/2006 - 04/09/2008 | COHASSET, MA | |
B | 08/17/2005 - 04/09/2008 | NEW YORK, NY | |
B | 06/14/2004 - 08/16/2005 | COLUMBUS, OH | |
B | 08/23/2001 - 07/02/2004 | PITTSBURGH, PA | |
B | 02/03/1999 - 05/31/2000 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.