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Detailed Report
MATTHEW JOHN GRASSO
MATT GRASSO
CRD#: 3082596
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 101 NORTH THIRD STREET
WILMINGTON, NC 28401
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 101 N 3RD ST
FL 3
WILMINGTON, NC 28401
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2015 - 2024 (8 years)2 FIRMS2024 - Present (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2010 - 2015 (5 years)BHSBC SECURITIES (USA) INC. (CRD# 19585)2009 - 2010 (<1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2007 - 2009 (2 years)BM&T SECURITIES, INC. (CRD# 17358)2006 - 2007 (<1 year)BCITICORP INVESTMENT SERVICES (CRD# 23988)2003 - 2006 (3 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1998 - 1999 (<1 year)
License(s)

State Registrations

B
North Carolina 5/14/2024
IA
North Carolina 8/28/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
101 NORTH THIRD STREET, WILMINGTON, NC 28401
Registered with this firm since 8/28/2024
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
101 N 3RD ST FL 3, WILMINGTON, NC 28401
Registered with this firm since 5/14/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/03/2015 - 04/30/2024 MORGAN STANLEY (CRD#:149777) Williamsville, NY
B
 10/27/2015 - 04/30/2024 MORGAN STANLEY (CRD#:149777) Williamsville, NY
B
 01/26/2010 - 10/30/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PITTSFORD, NY
B
 06/22/2009 - 01/04/2010 HSBC SECURITIES (USA) INC. (CRD#:19585) BROCKPORT, NY
B
 04/10/2007 - 04/28/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ROCHESTER, NY
B
 07/03/2006 - 03/22/2007 M&T SECURITIES, INC. (CRD#:17358) ROCHESTER, NY
B
 03/31/2003 - 07/03/2006 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
 10/15/1998 - 09/13/1999 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.