Individual Firm
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SAMANTHA YOUNG AWAD
SAMANTHA YOUNG AWAD MRS., SAMANTHA L YOUNG
CRD#: 3082357
IA
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WELLS FARGO ADVISORSCRD#: 19616 461 FROM RD STE 101
PARAMUS, NJ 07652
PARAMUS, NJ 07652
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Disclosures
25
Years of Experience
View By:
State Registrations
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Alabama 12/3/2020
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Nevada 12/3/2020
B
Arizona 11/10/2022
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New Hampshire 12/3/2020
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California 12/3/2020
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New Jersey 12/3/2020
B
Colorado 7/8/2022
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New Jersey 12/3/2020
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Connecticut 12/3/2020
B
New York 12/3/2020
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District of Columbia 8/17/2023
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North Carolina 12/3/2020
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Florida 12/3/2020
B
Oregon 6/7/2021
B
Georgia 12/3/2020
B
Pennsylvania 12/3/2020
B
Idaho 12/3/2020
B
South Carolina 6/7/2021
B
Illinois 12/3/2020
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Tennessee 5/25/2021
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Maryland 4/14/2025
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Texas 12/3/2020
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Massachusetts 5/4/2022
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Texas 12/3/2020
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Michigan 12/3/2020
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Wisconsin 7/8/2022
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Minnesota 11/13/2024
SRO Registrations
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Registered with this firm since 12/3/2020
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Registered with this firm since 12/3/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 12/21/2020 | PARAMUS, NJ | |
B | 06/01/2009 - 12/21/2020 | PARAMUS, NJ | |
IA | 12/05/2008 - 06/01/2009 | RIDGEWOOD, NJ | |
B | 12/05/2008 - 06/01/2009 | RIDGEWOOD, NJ | |
IA | 01/28/2004 - 12/08/2008 | PARAMUS, NJ | |
B | 01/28/2004 - 12/08/2008 | PARAMUS, NJ | |
IA | 07/15/2003 - 01/26/2004 | RIDGEWOOD, NJ | |
B | 11/13/2001 - 01/26/2004 | PURCHASE, NY | |
B | 06/11/1999 - 02/27/2001 | UNIONDALE, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.