Individual Firm
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ADAM BINGHAM UDY
CRD#: 3082327
IA
B
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 4775 W. Teco Ave
Ste 255
Las Vegas, NV 89118
Ste 255
Las Vegas, NV 89118
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 4775 W. Teco Ave
Ste 255
Las Vegas, NV 89118
Ste 255
Las Vegas, NV 89118
0
Disclosures
26
Years of Experience
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State Registrations
B
Colorado 2/6/2025
B
Nevada 12/14/2015
B
Florida 12/7/2015
IA
Nevada 12/14/2015
B
Mississippi 1/29/2025
B
Utah 1/29/2025
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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B
Registered with this firm since 12/7/2015
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Registered with this firm since 12/7/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/10/2011 - 12/11/2015 | LAS VEGAS, NV | |
B | 01/07/2011 - 12/07/2015 | Las Vegas, NV | |
IA | 05/19/2006 - 01/11/2011 | LAS VEGAS, NV | |
B | 05/19/2006 - 01/11/2011 | LAS VEGAS, NV | |
IA | 02/11/2003 - 05/23/2006 | LAS VEGAS, NV | |
B | 07/26/2002 - 05/23/2006 | LAS VEGAS, NV | |
IA | 04/17/2000 - 07/31/2002 | LAS VEGAS, NV | |
B | 03/03/2000 - 07/31/2002 | NEW YORK, NY | |
B | 07/12/1999 - 01/10/2000 | BOSTON, MA | |
B | 07/09/1998 - 07/12/1999 | OAKLAND, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.