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Detailed Report
JEFFREY STUART ANNIS
JEFFREY S ANIS, JAY ANNIS
CRD#: 3081533
IA
Investment Adviser
AGW CAPITAL ADVISORSCRD#: 150570 511 W. BAY STREET
SUITE 310
TAMPA, FL 33606
Registration History
2002200420062008201020122014201620182020202220242026IAAGW CAPITAL ADVISORS (CRD# 150570)2009 - Present (15 years)IAWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2002 - 2009 (6 years)IACAPTRUST FINANCIAL ADVISORS (CRD# 142941)2007 - 2009 (2 years)IACAPTRUST FINANCIAL ADVISORS (CRD# 41727)2001 - 2002 (<1 year)
License(s)

State Registrations

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Florida 6/26/2009
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Texas 9/20/2023
Current Registration(s)
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AGW CAPITAL ADVISORS (CRD#:150570)
511 W. BAY STREET SUITE 310, TAMPA, FL 33606
Registered with this firm since 6/26/2009
Previous Registration(s)
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 06/15/2002 - 05/04/2009 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) TAMPA, FL
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 04/13/2007 - 04/06/2009 CAPTRUST FINANCIAL ADVISORS (CRD#:142941) TAMPA, FL
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 10/17/2001 - 06/20/2002 CAPTRUST FINANCIAL ADVISORS (CRD#:41727) TAMPA, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.