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MITCHELL NACEEM RASK
MITCH RASK, MITCHELL N RASK
CRD#: 3080495
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 7185 SW SANDBURG ST. SUITE 200
TIGARD, OR 97223
Registration History
199820002002200420062008201020122014201620182020202220242 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2015 (5 years)2 FIRMS2015 - 2020 (5 years)2 FIRMS2020 - Present (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2008 (10 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2008 (8 years)
License(s)

State Registrations

B
Alaska 10/12/2023

B
Nevada 9/28/2020

B
Arizona 9/28/2020

B
New Mexico 9/29/2020

B
California 9/28/2020

B
New York 10/24/2023

B
Colorado 9/28/2020

B
Ohio 9/28/2020

B
Delaware 9/28/2020

B
Oregon 9/28/2020

B
Florida 9/28/2020

IA
Oregon 9/28/2020

B
Georgia 10/26/2023

B
Pennsylvania 10/24/2023

B
Hawaii 9/28/2020

B
South Carolina 10/6/2020

B
Idaho 9/28/2020

B
South Dakota 8/26/2021

B
Indiana 10/12/2023

B
Tennessee 9/28/2020

B
Kentucky 3/21/2024

B
Texas 9/28/2020

B
Louisiana 9/28/2020

IA
Texas 9/28/2020

B
Maryland 9/28/2020

B
Utah 9/28/2020

B
Massachusetts 10/12/2023

B
Virginia 9/28/2020

B
Minnesota 9/28/2020

B
Washington 9/28/2020

B
Missouri 9/28/2020

B
Wyoming 4/27/2022

B
Montana 9/28/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
7185 SW SANDBURG ST. SUITE 200, TIGARD, OR 97223
Registered with this firm since 9/28/2020

B
LPL FINANCIAL LLC (CRD#:6413)
7185 SW SANDBURG ST. SUITE 200, TIGARD, OR 97223
Registered with this firm since 9/28/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/17/2015 - 09/29/2020 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) TIGARD, OR
B
04/17/2015 - 09/29/2020 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) TIGARD, OR
IA
06/01/2009 - 04/27/2015 MORGAN STANLEY (CRD#:149777) LAKE OSWEGO, OR
B
06/01/2009 - 04/27/2015 MORGAN STANLEY (CRD#:149777) LAKE OSWEGO, OR
IA
10/03/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LAKE OSWEGO, OR
B
10/03/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LAKE OSWEGO, OR
IA
06/23/2000 - 10/10/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LAKE OSWEGO, OR
B
08/13/1998 - 10/10/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LAKE OSWEGO, OR
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.