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MICHAEL P LOFTUS
MICHAEL PATRICK LOFTUS, MIKE LOFTUS
CRD#: 3080317
IA
Investment Adviser
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Previous Broker
LOFTUS WEALTH STRATEGIESCRD#: 316582 BETHANY BEACH, DE
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2008 (<1 year)2 FIRMS2012 - 2019 (7 years)2 FIRMS2019 - 2021 (2 years)IALOFTUS WEALTH STRATEGIES (CRD# 316582)2021 - Present (3 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2009 - 2012 (2 years)BREALTY CAPITAL SECURITIES, LLC (CRD# 145454)2009 - 2009 (<1 year)BAIG SUNAMERICA CAPITAL SERVICE... (CRD# 13158)2000 - 2008 (7 years)BPLANCO FINANCIAL SERVICES, INC. (CRD# 8326)1998 - 2000 (1 year)IAROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2011 - 2012 (<1 year)
License(s)

State Registrations

IA
Delaware 11/17/2021

IA
Pennsylvania 1/28/2022

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Florida 10/4/2022

Current Registration(s)
IA
LOFTUS WEALTH STRATEGIES (CRD#:316582)
BETHANY BEACH, DE
Registered with this firm since 11/17/2021

Previous Registration(s)
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10/30/2019 - 12/15/2021 UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804) SCOTTSDALE, AZ
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10/30/2019 - 12/15/2021 UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804) SCOTTSDALE, AZ
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02/07/2012 - 11/06/2019 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) Millville, DE
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02/07/2012 - 11/06/2019 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) Millville, DE
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04/29/2011 - 02/09/2012 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) MILLVILLE, DE
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06/09/2009 - 02/09/2012 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) MILLVILLE, DE
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02/06/2009 - 06/03/2009 REALTY CAPITAL SECURITIES, LLC (CRD#:145454) BOSTON, MA
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10/28/2008 - 11/19/2008 FIVE X SECURITIES, INC (CRD#:8193) OAKTON, VA
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03/07/2008 - 07/01/2008 EVERGREEN INVESTMENT SERVICES, INC. (CRD#:487) CHARLOTTE, NC
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03/30/2000 - 02/25/2008 AIG SUNAMERICA CAPITAL SERVICES, INC. (CRD#:13158) GLEN MILLS, PA
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10/21/1998 - 02/18/2000 PLANCO FINANCIAL SERVICES, INC. (CRD#:8326) HARTFORD, CT
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Broker
IA
Investment Adviser
Disclosures
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