Individual Firm
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BRIAN CHRISTOPHER FRERICHS
CRD#: 3080037
IA
B
STEPHENSCRD#: 3496 1320 MAIN STREET
COLUMBIA, SC 29201
COLUMBIA, SC 29201
0
Disclosures
26
Years of Experience
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State Registrations
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Alabama 6/4/2010
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Montana 1/30/2013
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Alaska 3/30/2011
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New Jersey 6/13/2018
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Arizona 1/20/2023
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New Mexico 12/7/2016
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Arkansas 6/4/2010
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New York 6/11/2013
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California 6/4/2010
B
North Carolina 6/4/2010
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Colorado 12/10/2012
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North Dakota 2/10/2025
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Connecticut 12/21/2021
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Ohio 6/4/2010
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District of Columbia 11/11/2014
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Oklahoma 1/30/2015
B
Florida 6/4/2010
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Oregon 8/10/2016
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Georgia 6/4/2010
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Pennsylvania 6/4/2010
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Hawaii 11/2/2011
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Rhode Island 12/21/2021
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Idaho 12/21/2021
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South Carolina 6/4/2010
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Illinois 6/11/2010
IA
South Carolina 6/4/2010
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Indiana 6/4/2010
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Tennessee 6/23/2010
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Kansas 1/20/2023
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Texas 6/4/2010
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Kentucky 9/8/2016
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Texas 11/5/2013
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Louisiana 6/4/2010
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Utah 1/25/2017
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Maryland 11/5/2019
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Virginia 6/4/2010
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Massachusetts 6/11/2010
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Washington 11/14/2011
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Michigan 1/24/2023
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West Virginia 5/30/2013
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Minnesota 6/10/2013
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Wisconsin 3/21/2014
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Mississippi 2/9/2011
SRO Registrations
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 06/28/2010 | COLUMBIA, SC | |
B | 06/01/2009 - 06/28/2010 | COLUMBIA, SC | |
IA | 10/16/1998 - 06/01/2009 | COLUMBIA, SC | |
B | 08/25/1998 - 06/01/2009 | COLUMBIA, SC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.